Kitabı oxu: «Nature via Nurture: Genes, experience and what makes us human»
Nature Via Nurture
Genes, Experience and What Makes Us Human
Matt Ridley

For Jim
Table of Contents
Cover Page
Title Page
Dedication
PROLOGUE Twelve hairy men
CHAPTER ONE The paragon of animals
CHAPTER TWO A plethora of instincts
CHAPTER THREE A convenient jingle
CHAPTER FOUR The madness of causes
CHAPTER FIVE Genes in the fourth dimension
CHAPTER SIX Formative years
CHAPTER SEVEN Learning lessons
CHAPTER EIGHT Conundrums of culture
CHAPTER NINE The seven meanings of ‘gene’
CHAPTER TEN A budget of paradoxical morals
EPILOGUE Homo stramineus – the straw man
Acknowledgements
End Notes
Index
P.S.
About the author
Portrait
Snapshot
Life Drawing
Top Ten Favourite Reads
About the book
A Critical Eye
Love Actually
Read on
Have You Read?
If You Loved This
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About the Author
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Copyright
About the Publisher
PROLOGUE Twelve hairy men
Perverse Mankind! Whose wills, created free,
Charge all their woes on absolute Decree;
All to the dooming Gods their guilt translate,
And follies are miscall’d the crimes of Fate.
Homer’s Odyssey, translated by Alexander Pope1
‘Revealed: the secret of human behaviour,’ read the banner headline in the British Sunday newspaper the Observer on 11 February 2001. ‘Environment, not genes, key to our acts.’ The source of the story was Craig Venter, the self-made man of genes who had built a private company to read the full sequence of the human genome (his own) in competition with an international consortium funded by taxes and charities. That sequence – a string of three billion letters composed in a four-letter alphabet containing the complete recipe for building and running a human body – was to be published later in the week. The first analysis had revealed that there were just 30,000 genes in the human genome, not the 100,000 that many had been estimating up until a few months before.
Details had already been circulated to journalists under embargo. But Venter spilt the story at an open meeting in Lyons on 9 February. Robin McKie of the Observer was in the audience and recognised at once that the 30,000 figure was now public. He went up to Venter and asked him if he realised that this broke the embargo; he did. Not for the first time in the increasingly bitter rivalry over the genome project, Venter’s version of the story would hit the headlines before that of his rivals. ‘We simply do not have enough genes for this idea of biological determinism to be right,’ Venter said to McKie. The wonderful diversity of the human species is not hard-wired in our genetic code. Our environments are critical.’2
Seeing the Observer’s first edition, other newspapers followed suit. ‘Genome discovery shocks scientists: genetic blueprint contains far fewer genes than thought – DNA’s importance downplayed,’ proclaimed the San Francisco Chronicle later that Sunday.3 The scientific journals promptly lifted the embargo and the story was in newspapers around the world. ‘Analysis of human genome discovers far fewer genes,’ intoned the New York Times.4 Not only had McKie scooped the story; Venter had set the theme.
This was the making of a new myth. In truth, the number of human genes changed nothing. Venter’s remarks concealed two massive non sequiturs: first, that fewer genes implied more environmental influences, and second, that 30,000 genes were ‘too few’ to explain human nature where 100,000 would have been enough. As Sir John Sulston, one the leaders of the Human Genome Project, put it to me a few weeks later, just 33 genes, each coming in just two varieties (such as on or off), would be enough to make every human being in the world unique. There are more than ten billion ways of flipping a coin 33 times. So 30,000 does not look such a small number after all. Two multiplied by itself 30,000 times produces a number larger than the total number of particles in the known universe. Besides, if fewer genes meant more free will, that made fruit flies freer than people, bacteria freer still, and viruses the John Stuart Mills of biology.
Fortunately, there was no need for such sophisticated calculations to reassure the population. People were not seen weeping in the street at the humiliating news that our genome had less than twice as many genes as a worm’s. Nothing had been hung on the number 100,000, which was just a bad guess. But it was fitting after a century of increasingly repetitive argument over environment versus heredity that the publication of the human genome should be broken on the Procrustean bed of nature-versus-nurture. It was, with the possible exception of the Irish question, the intellectual argument that had changed least in the century just ended. It had divided fascists from communists as neatly as their politics. It had continued unabashed through the discovery of chromosomes, DNA and Prozac. It was fated to be just as bitterly debated in 2003 as it was in 1953, the year of the discovery of the structure of the gene, or in 1900, the year modern genetics began. Even the human genome, at its birth, was being claimed for nurture-versus-nature.
For more than fifty years sane voices have called for an end to the debate. Nature-versus-nurture has been declared everything from dead and finished to futile and wrong – a false dichotomy. Everybody with an ounce of common sense knows that human beings are a product of a transaction between the two. Yet nobody could stop the argument. Immediately after calling the debate futile or dead, the protagonist would charge into the battle himself and start accusing others of overemphasising one or other extreme. The two sides of this argument are the nativists, who I will sometimes call geneticists, hereditarians or naturians; and the empiricists, who I will sometimes call environmentalists or nurturists.
Let me at once play my cards face up. I believe human behaviour has to be explained by both nature and nurture. I am not backing one side over the other. But that does not mean I am taking a ‘middle of the road’ compromise. As Jim Hightower, a Texan politician, once said: ‘There ain’t nothing in the middle of the road but a yellow line and a dead armadillo.’ I intend to make the case that the genome has indeed changed everything, not by closing the argument or winning the battle for one side or the other, but by enriching it from both ends till they meet in the middle. The discovery of how genes actually influence human behaviour, and how human behaviour influences genes, is about to recast the debate entirely. No longer is it nature-versus-nurture, but nature-via-nurture. Genes are designed to take their cues from nurture. To appreciate what has happened, you will have to abandon cherished notions and open your mind. You will have to enter a world where your genes are not puppet masters pulling the strings of your behaviour, but are puppets at the mercy of your behaviour; a world where instinct is not the opposite of learning, where environmental influences are sometimes less reversible than genetic ones, and where nature is designed for nurture. These cheap and seemingly empty phrases are coming to life for the first time in science. I intend to tell bizarre stories from the deepest recesses of the genome to show how the human brain is built for nurture. My argument in a nutshell is this: the more we lift the lid on the genome, the more vulnerable to experience genes appear to be.
I imagine a photograph taken in the year 1903. It is of a group of men gathered at some international meeting, in a fashionable spot like Baden-Baden or Biarritz, perhaps. ‘Men’ is not quite the right word, for though there are no women, there is one little boy, one baby and one ghost; the rest are middle-aged or elderly men, mostly rich and all white. There are 12 of them and, as befits the age, there is a great deal of facial hair. There are two Americans, two Austrians, two Britons, two Germans, one Dutchman, one Frenchman, one Russian and one Swiss.
It is, alas, an imaginary photograph, for most of them never met each other. But, like the famous group photograph of physicists at Solvay in 1927 – the one that includes Einstein and Bohr and Marie Curie and Planck and Schrödinger and Heisenberg and Dirac – my picture would capture that moment of ferment when a scientific endeavour throws up a host of new ideas.5 My 12 men were the ones who put together the chief theories of human nature that came to dominate the twentieth century.
The ghost that hovers overhead is Charles Darwin, dead for 21 years by the time of the photograph, and with the longest beard of all. Darwin’s idea is to seek the character of man in the behaviour of the ape and to demonstrate that there are universal features of human behaviour, like smiling. The elderly gent sitting bolt-upright on the far left is his cousin, Francis Galton, 81 years old but going strong; his whiskers hang down the sides of his face like white mice. Galton is the fervent champion of heredity. Next to him sits the American William James, 61, with a square, untidy beard. He is a champion of instinct and maintains that human beings have more impulses than other animals, not fewer. On Galton’s right is a botanist, out of place in a group concerned with human nature, and frowning unhappily behind his straggly beard. He is Hugo De Vries, 55, the Dutchman who discovered the laws of heredity only to realise he had been beaten to them more than 30 years before by a Moravian monk named Gregor Mendel. Beside him is the Russian, Ivan Pavlov, 54, his beard full and grey. He is a champion of empiricism, believing that the key to the human mind lies in the conditioned reflex. At his feet, uniquely clean-shaven, sits John Broadus Watson, who will turn Pavlov’s ideas into ‘behaviourism’ and famously claim to be able to alter personality at will merely by training. To Pavlov’s right stands the plump, bespectacled, moustachioed German, Emil Kraepelin, and the neatly bearded Viennese, Sigmund Freud, both 47 and both in the throes of influencing generations of psychiatrists away from ‘biological’ explanations and towards two very different notions of personal history. Beside him is the pioneer of sociology, the Frenchman Emile Durkheim, 45 and especially bushy in beard, busy insisting on the reality of social facts as more than the sum of their parts. His soulmate in this is standing next to him: a German-American (he had emigrated in 1885), the dashing Franz Boas, 45, with his drooping moustaches and duelling scar and his growing insistence that culture shapes human nature, not the other way round. The little boy in the front is the Swiss Jean Piaget, whose theories of imitation and learning will come to fruition, beardless, in mid-century. The baby in the pram is the Austrian Konrad Lorenz, who will revive the study of instinct and describe the vital concept of imprinting in the 1930s, while growing a fine white goatee.
I am not going to claim that these were necessarily the greatest students of human nature, nor that they were all equally brilliant. There are many, both dead and unborn, who would otherwise deserve inclusion in the photograph. David Hume and Immanuel Kant ought to be there, but they died too long ago (only Darwin manages to cheat death for the occasion); so should the modern theorists George Williams, William Hamilton and Noam Chomsky, but they were unborn. So should Jane Goodall, who discovered individuality in apes. So perhaps should some of the more perceptive novelists and playwrights.
But I am going to claim something rather surprising about these 12 men. They were right. Not right all the time, not even wholly right, and I do not mean morally right. They nearly all went too far in trumpeting their own ideas and criticising each other’s. One or two of them deliberately or accidentally give birth to grotesque perversions of ‘scientific’ policy that will haunt their reputations forever. But they were right in the sense that they all contributed an original idea with a germ of truth in it; they all placed a brick in the wall.
Human nature is indeed a combination of Darwin’s universals, Galton’s heredity, James’s instincts, De Vries’s genes, Pavlov’s reflexes, Watson’s associations, Kraepelin’s history, Freud’s formative experience, Boas’s culture, Durkheim’s division of labour, Piaget’s development and Lorenz’s imprinting. You can find all these things going on in the human mind. No account of human nature would be complete without them all.
But – and here is where I begin to tread new ground – it is entirely misleading to place these phenomena on a spectrum from nature to nurture, from genetic to environmental. Instead, to understand each and every one of them, you need to understand genes. It is genes that allow the human mind to learn, to remember, to imitate, to imprint, to absorb culture and to express instincts. Genes are not puppet masters, nor blueprints. Nor are they just the carriers of heredity. They are active during life; they switch each other on and off; they respond to the environment. They may direct the construction of the body and brain in the womb, but then they set about dismantling and rebuilding what they have made almost at once – in response to experience. They are both cause and consequence of our actions. Somehow the adherents of the ‘nurture’ side of the argument have scared themselves silly at the power and inevitability of genes, and missed the greatest lesson of all: the genes are on their side.
CHAPTER ONE The paragon of animals
Is man no more than this? Consider him well: Thou owest the worm no silk, the beast no hide, the sheep no wool, the cat no perfume:—Ha! here’s three of us are sophisticated!—Thou art the thing itself: unaccommodated man is no more but such a poor, bare, forked animal as thou art.
King Lear1
Similarity is the shadow of difference. Two things are similar by virtue of their difference from another; or different by virtue of one’s similarity to a third. So it is with individuals. A short man is different from a tall man, but two men seem similar if contrasted with a woman. So it is with species. A man and a woman may be very different, but by comparison with a chimpanzee, it is their similarities that strike the eye – the hairless skin, the upright stance, the prominent nose. A chimpanzee, in turn, is similar to a human being when contrasted with a dog: the face, the hands, the 32 teeth, and so on. And a dog is like a person to the extent that both are unlike a fish. Difference is the shadow of similarity.
Consider, then, the feelings of a naïve young man, as he stepped ashore in Tierra del Fuego on 18 December 1832 for his first encounter with what we would now call hunter-gatherers, or what he would call ‘man in a state of nature’. Better still, let him tell us the story:
It was without exception the most curious & interesting spectacle I ever beheld. I would not have believed how entire the difference between savage & civilized man is. It is much greater than between a wild & domesticated animal, in as much as in man there is greater power of improvement…I believe if the world was searched, no lower grade of man could be found.2
The effect on Charles Darwin was all the more shocking, because these were not the first Fuegian natives he had seen. He had shared a ship with three who had been transported to Britain, dressed in frocks and coats and taken to meet the king. To Darwin they were just as human as any other person. Yet here were their relatives, suddenly seeming so much less human. They reminded him of…well, of animals. A month later, on finding the camp site of a single Fuegian limpet hunter in an even more remote spot, he wrote in his diary: ‘We found the place where he had slept – it positively afforded no more protection than the form of a hare. How very little are the habits of such a being superior to those of an animal.’3 Suddenly, he is writing not just about difference (between civilised and savage man), but about similarity – the affinity between such a man and an animal. The Fuegian is so different from the Cambridge graduate that he begins to seem similar to an animal.
Six years after his encounter with the Fuegian natives, in the spring of 1838, Darwin visited London Zoo and there for the first time saw a great ape. It was an orang-utan named Jenny, and it was the second ape to be brought to the zoo. Its predecessor, Tommy, a chimpanzee, was exhibited at the zoo for a few months in 1835 before he died of tuberculosis. Jenny was acquired by the zoo in 1837, and like Tommy she caused a small sensation in London society. She seemed such a human animal, or was it such a beastly person? Apes posed uncomfortable questions about the distinction between people and animals, between reason and instinct. Jenny featured on the cover of the Penny Magazine of the Society for the Diffusion of Useful Knowledge, where the editorial reassured readers that ‘extraordinary as the Orang may be compared with its fellows of the brute creation, still in nothing does it trench upon the moral or mental provinces of man’. Queen Victoria, who saw a different orang-utan at the zoo in 1842, begged to differ. She described it as ‘frightful and painfully and disagreeably human’.4
After his first encounter with Jenny in 1838, Darwin returned to the zoo twice more a few months later. He came armed with a mouth organ, some peppermint and a sprig of verbena. Jenny seemed to appreciate all three. She seemed ‘astonished beyond measure’ at her reflection in a mirror. He wrote in his notebook: ‘Let man visit Ouran-outang in domestication…see its intelligence…and then let him boast of his proud pre-eminence…Man in his arrogance thinks himself a great work, worthy the interposition of a deity. More humble and I believe true to consider him created from animals.’ He was applying to animals what he had been taught to apply to geology: the uniformitarian principle that the forces shaping the landscape today are the same as those that shaped the distant past. Later that September, while reading Malthus’s essay on population, he had his sudden insight into what we now know as natural selection.
Jenny had played her part. When she took the mouth organ from him and placed it to her lips, she had helped him realise how high above the brute some animals could rise, just as the Fuegians had made him realise how low beneath civilisation some humans could sink. Was there a gap at all?
He was not the first person to think this way. Indeed, a Scottish judge, Lord Monboddo, had speculated in the 1790s that orang-utans could speak – if educated. Jean-Jacques Rousseau was only one of several Enlightenment philosophers who wondered if apes were not continuous with ‘savages’. But it was Darwin who changed the way human beings think of their own nature. Within his lifetime, he saw educated opinion come to accept that human bodies were those of just another ape modified by descent from a common ancestor.
But Darwin had less success in persuading his fellow human beings that the same argument could apply to the mind. His consistent view, from his earliest notebooks after reading David Hume’s Treatise on Human Nature to his last book, about earthworms, was that there was similarity, rather than difference, between human and animal behaviour. He tried the same mirror test on his children that he had tried on Jenny. He continually speculated on the animal parallels and evolutionary origins of human emotions, gestures, motives and habits. As he stated plainly, the mind needed evolution as much as the body did.
But in this he was deserted by many of his supporters, the psychologist William James being a notable exception. Alfred Russel Wallace, for example, the co-discoverer of the principle of natural selection, argued that the human mind was too complex to be the product of natural selection. It must instead be a supernatural creation. Wallace’s reasoning was both attractive and logical. It was based on similarity and difference again. Wallace was remarkable for his time in being mostly devoid of racial prejudice. He had lived among natives of South America and South-East Asia and he thought of them as equals, morally if not always intellectually. This led him to the belief that all races of humanity had similar mental abilities, which puzzled him because it implied that in most ‘primitive’ societies, the great part of human intelligence went unused. What was the point of being able to read or do long division if you were going to spend all your life in a tropical jungle? Ergo, said Wallace, ‘some higher intelligence directed the process by which the human race was developed’.5
We now know that Wallace’s assumption was entirely right, where Darwin’s was wrong. The gap between the ‘lowest’ human and the ‘highest’ ape is enormous. Genealogically, we all descend from a very recent common ancestor who lived just 150,000 years ago, whereas the last common ancestor with a chimpanzee lived at least five million years ago. Genetically, the differences between a human being and a chimpanzee are at least ten times as numerous as those between the two most dissimilar human beings. But Wallace’s deduction from this assumption, that therefore the human mind required a different kind of explanation from the animal mind, is not warranted. Just because two animals are different does not mean they cannot also be similar.
René Descartes had decreed firmly in the seventeenth century that people were rational and animals were automata. ‘They act not from knowledge but from the disposition of their organs…Brutes not only have a smaller degree of reason than men, but are wholly lacking in it.’6 Darwin dented this Cartesian distinction for a while. Freed at last from the need to think of the human mind as a divine creation, some of Darwin’s contemporaries, the ‘instinctivists’, began to think of humans as automata driven by instinct; others, the ‘mentalists’, began to credit the animal brain with reason and thought.
The mentalist anthropomorphism reached its apogee in the work of the Victorian psychologist, George Romanes, who eulogised the intelligence of pets, such as dogs that could lift latches and cats that seemed to understand their masters. Romanes believed that the only explanation for their behaviour was conscious choice. He went on to argue that each species of animal had a mind just like the human one, only frozen at a stage equivalent to a child of a certain age. Therefore, a chimpanzee had the mind of a young teenager, while a dog was equivalent to a younger child, and so on.7
Ignorance of wild animals sustained this notion. So little was known about the behaviour of apes that it was easy to go on thinking of them as primitive versions of people, rather than sophisticated animals that were brilliantly good at being apes. Especially with the discovery of the seemingly fierce gorilla in 1847, encounters between human beings and wild apes were exclusively brief and violent. When apes were brought to zoos, they had little opportunity to show their repertoire of wild habits, and their keepers seemed to evince more interest in their ability to ‘ape’ human customs than in what came naturally to them. For instance, from the very first arrival of chimpanzees in Europe, there seems to have been an obsession with serving them tea. The great French naturalist, Georges Leclerc, Comte de Buffon, was one of the first ‘scientists’ to see a captive chimp in about 1790. What did he find worth remarking? That he watched it ‘take a cup and saucer and lay them on the table, put in sugar, pour out its tea, leave it to cool without drinking’.8 Thomas Bewick, a few years later, reported breathlessly that an ape ‘shewn in London some years ago was taught to sit at table, make use of a spoon or fork in eating its victuals’.9 And when Tommy and Jenny reached London Zoo in the 1830s, they were quickly taught to eat and drink at table for the benefit of a paying audience. The tradition of the chimpanzee tea party was born. By the 1920s it was a daily ritual at London Zoo, the chimps trained both to ape human customs and to break them: ‘there was the ever present danger that their table manners would become too polished.’10 The chimpanzee tea parties at zoos ran for 50 years. In 1956, the Brooke Bond company made the first of many hugely successful television commercials for its tea using a chimps’ tea party, and Tetley finally dropped its chimps’ tea party advertisements only in 2002. By 1960, human beings still knew more about chimps’ ability to learn tea-table manners than they did about how the animals behaved in the wild. No wonder apes were viewed as ridiculous apprentice people.
In psychology, mentalism was soon ridiculed and demolished. The early twentieth-century psychologist Edward Thorndike demonstrated that Romanes’s dogs invariably learned their clever tricks by accident. They did not understand how a door latch worked; they simply repeated any action that accidentally enabled them to open the door. In reaction to the credulity of mentalism, psychologists began to make the opposite assumption: that animal behaviour was unconscious, automatic and reflex. The assumption was soon a creed. The radical behaviourists who brushed aside the mentalists in the same decade as the Bolsheviks brushed aside the Mensheviks asserted brusquely that animals did not think, reflect or reason; they just responded to stimuli. It became heresy even to talk about animals having mental states, let alone to attribute human understanding to them. Soon, under Burrhus Skinner, the behaviourists would apply the same logic to human beings. After all, people do not just anthropomorphise animals, accuse toasters of perversity and thunderstorms of fury. They also anthropomorphise other people, crediting them with too much reason and too little habit. Try reasoning with a nicotine addict.
But since nobody took Skinner all that seriously on the subject of people, the behaviourists had unwittingly restored the distinction between the human and the animal mind to exactly where Descartes had placed it. Sociologists and anthropologists, with their emphasis on the peculiarly human attribute called culture, had outlawed all talk of human instinct. By the middle of the twentieth century, it was heresy to speak of animal minds, and heresy to speak of human instincts. Difference, not similarity, was all.
THE SIMIAN SOAP OPERA
That was all to change in 1960, when a young woman virtually untrained in science began to watch chimpanzees on the shores of Lake Tanganyika. As she later wrote:
How naïve I was. As I had not had an undergraduate science education I didn’t realise that animals were not supposed to have personalities, or to think, or to feel emotions or pain…Not knowing, I freely made use of all those forbidden terms and concepts in my initial attempts to describe, to the best of my ability, the amazing things I had observed at Gombe.11
As a result, Jane Goodall’s account of life among the chimps of Gombe reads like a soap opera about the Wars of the Roses written by Jane Austen – all conflict and character. We feel the ambition, the jealousy, the deception and the affection; we distinguish personalities; we sense motives; we cannot help but empathise:
Gradually, Evered’s confidence returned – partly, no doubt, because Figan was by no means always with his brother: Faben was still friendly with Humphrey, and Figan, wisely, steered clear of the powerful male. Moreover, even when the brothers were together, Faben did not always help Figan: sometimes he just sat and watched.12
Though few realised it until later, Goodall’s anthropomorphism had driven a stake through the heart of human exceptionalism. Apes were revealed not as blundering, primitive automata, who were bad at being people, but as beings with social lives as complex and subtle as ours. Either human beings must be more instinctive, or animals must be more conscious than we had previously suspected. The similarities, not the differences, were what caught the attention.
Of course, the news that Goodall had narrowed the Cartesian gap travelled very slowly across the divide between animal and human sciences. Even though the very purpose of Goodall’s study, as conceived by her mentor the anthropologist Louis Leakey, was to shed light on the behaviour of ancient human ancestors, anthropologists and sociologists were trained to ignore animal findings as irrelevant. When Desmond Morris spelled out the similarities in his book The Naked Ape in 1967, he was generally dismissed as a sensationalist by most students of humankind.
Defining human uniqueness had been a cottage industry for philosophers for centuries. Aristotle said man was a political animal. Descartes said we were the only creature that could reason. Marx said we alone were capable of conscious choice. Now only by heroically narrow definitions of these concepts could Goodall’s chimps be excluded.
St Augustine said we were the only creature to have sex for pleasure rather than procreation. (A reformed libertine should know.) Chimpanzees begged to differ, and their southern relatives, bonobos, were soon to blow the definition to smithereens. Bonobos have sex to celebrate a good meal, to end an argument or to cement a friendship. Since much of this sex is homosexual or with juveniles, procreation cannot even be an accidental side effect.
Then we thought we were the only species to make and use tools. One of the first things Jane Goodall observed was chimpanzees fashioning stalks of grass to extract termites, or crushing sponges of leaves to get drinking water. Leakey telegraphed her ecstatically: ‘Now we must redefine tool, redefine man, or accept chimpanzees as humans.’
Next we told ourselves that we alone had culture: the ability to transmit acquired habits from one generation to the next by imitation. But what are we to make of the chimpanzees of the Tai forest in West Africa, which for many generations have taught their young to crack nuts using wooden hammers on a rock anvil? Or the killer whales that have utterly different hunting traditions, calling patterns and social systems according to which population they belong to?13
We had assumed we were the only animal to wage war and to kill our fellows. But in 1974 the chimps of Gombe (and subsequently most other colonies studied in Africa) put paid to that theory by raiding silently into the territory of neighbouring troops, ambushing the males and beating them to death.
We still believed we were the only animal with language. But then we discovered monkeys have a vocabulary for referring to different predators and birds, while apes and parrots are capable of learning quite large lexicons of symbols. So far there is nothing to suggest that any other animal can acquire a true grasp of grammar and syntax, though the jury is still out for dolphins.
Some scientists believe that chimpanzees do not have a ‘theory of mind’: that is, they cannot imagine what another chimpanzee is thinking. If so, for example, they could not act upon the knowledge that another individual holds a false belief. But experiments are ambiguous. Chimps regularly engage in deception. In one case, a baby chimp pretended that he was being attacked by an adolescent in order to get his mother to allow him to suckle from her nipple.14 It certainly looks as if they are capable of imagining how other chimps think.
More recently, the argument that only human beings have subjectivity has been revived. The author Kenan Malik argues that ‘humans simply are not like other animals and to assume we are is irrational…Animals are objects of natural forces, not potential subjects of their own destiny.’ Malik’s point is that because we, uniquely, possess consciousness and agency, so we alone can break out of the prison of our heads and go beyond a solipsistic view of the world. Yet I would argue that consciousness and agency are not confined to human beings, any more than instinct is confined to non-human animals. See almost any passage of Goodall’s books for evidence. Even baboons have recently performed well enough at computer discrimination tasks to show they are capable of abstract reasoning.15
This debate has been running for more than a century. In 1871 Darwin drew up a list of human peculiarities that had been claimed to form an impassable barrier between man and animals. He then demolished each peculiarity one by one. Though he believed only man had a fully developed moral sense, he devoted a whole chapter to the argument that a moral sense was present, in primitive form, in other animals. His conclusion was stark:
The difference in mind between man and the higher animals, great as it is, is certainly one of degree and not of kind. We have seen that the senses and intuitions, the various emotions and faculties, such as love, memory, attention, curiosity, imitation, reason, &c., of which man boasts, may be found in an incipient, or even sometimes in a well-developed condition, in the lower animals.16
Wherever you look there are similarities between our behaviour and that of animals, which cannot be simply swept under the Cartesian carpet. Yet, of course, it would be perverse to argue that people are no different from apes. The truth is we are different. We are more capable of self-awareness, of calculation and of altering our surroundings than any other animal. Clearly, in some sense, this sets us apart. We have built cities, travelled in space, worshipped gods and written poetry. Each of these things owes something to our animal instincts – shelter, adventure and love – but that rather misses the point of them. It is when we go beyond instinct that we seem most idiosyncratically human. Perhaps, as Darwin suggested, the difference is one of degree rather than kind; it is quantitative, not qualitative. We can count better than chimpanzees; we can reason better, think better, communicate better, emote better, perhaps even worship better. Our dreams are probably more vivid, our laughter more intense, our empathy more profound.
Yet that leads straight back to mentalism, equating an ape with an apprentice person. Modern mentalists have diligently tried to teach animals to ‘speak’. Washoe (a chimp), Koko (a gorilla), Kanzi (a bonobo) and Alex (a parrot) have all done remarkably well. They have learned hundreds of words, usually in the form of sign language, and have learned to combine them into primitive phrases. Yet, as Herbert Terrace pointed out after doing the same with a chimpanzee called Nim Chimpsky, all these experiments have taught us is how bad these animals are at language. They rarely even rival a two-year-old child, and they seem incapable of using syntax and grammar except by accident. As Stalin is reputed to have said of military force, quantity has a quality all its own. We are so much better at language than even the cleverest ape that it really could be called a difference of kind, not degree. That is not to say it does not have roots and homologies in animal communication, but then a bat’s wing has homology with a frog’s front foot, and a frog cannot fly. To concede that language is a qualitative difference does not imply that we can set human beings apart from nature, though. Trunks are unique to elephants. Spitting venom is unique to cobras. Uniqueness is not unique.
So which are we, similar to apes or different from apes? Both. The argument about human exceptionalism, today as in Victorian times, is mired in a simple confusion. People still insist that their opponents must take sides: either we are instinctive animals, or we are conscious beings, but we cannot be both. Yet both similarity and difference can be true at the same time. You do not have to abandon an ounce of human agency when you accept the kinship of our minds with those of apes.17 Neither similarity nor difference wins; they coexist. Let some scientists study the similarities while others study the differences. It is time we abandoned what the philosopher Mary Midgley has called ‘the strange segregation of humans from their kindred that has deformed much of enlightenment thought’.18
SEX AND ITS EFFECTS
There is one way in which behaviour seems to evolve differently from anatomy. In the case of anatomy, most similarities are the result of common descent, or what evolutionists call phylogenetic inertia. For example, human beings and chimpanzees both have five digits on each hand and foot. This is not because five is the perfect number for the lifestyle of both species, but because among the early amphibians, one happened to have five digits and most of its myriad descendants, from frogs to bats, have not altered the basic pattern. Some, like birds and horses, do have fewer digits, but none of the apes do.
The same is not true of social behaviour. By and large, ethologists have found very little phylogenetic inertia in social systems. Closely related species can have very different social organisation if they live in different habitats or eat different food. Distant relatives can have very similar social systems by convergent evolution if they inhabit similar ecological niches. Where two species show similar behaviour, it tells you less about their common ancestor and more about the pressures of the environment that shaped them.19
A good example is the sex life of the African apes. As primatologists delved further into the lives of apes, they found that alongside the similarities were some intriguing contrasts. These contrasts were thrown into sharper relief by the studies of George Schaller and Diane Fossey on gorillas, Birute Galdikas on orang-utans and the later studies of Takayoshi Kano on bonobos. In the zoo, a chimp looks a bit like a small gorilla. The skeletons of large chimpanzees have been confused with those of small gorillas. In the wild, however, there is a marked difference in their behaviour. It all starts with diet. Gorillas are herbivores, eating the stems and leaves of green plants such as nettles or reeds as well as some fruit. Chimpanzees are principally frugivores, seeking out fruit in trees, but adding ants, termites or monkey meat when they can. This difference in diet dictates a difference in social organisation. Plants are abundant but not very nutritious. To thrive on them, a gorilla must spend nearly all day eating and need not move very far. This makes a group of gorillas rather stable and easy to defend. This in turn has tempted male gorillas into evolving a polygamous mating strategy: each male can monopolise a small harem of females and their immature young, driving away other males.
Fruit, however, appears unpredictably in different places. Chimpanzees need to have large home ranges to be sure of finding a fruiting tree. But when a tree is found there is plenty of food to go round, so the animals can share their home range with many other chimps. But because of the large home range, these groups often split up temporarily. Consequently, for the male chimp, the polygamy strategy does not work. The only way to control access to such a large group of females is to share the job with other males. Hence the sexual favours of a troop of chimps are shared among an alliance of males. One becomes the ‘alpha’ male and takes a greater share of the matings, but he does not monopolise.
This difference in social behaviour, stemming from a difference in diet, was wholly unsuspected until the 1960s. And it was only in the 1980s that a remarkable consequence became clear. The difference has left its mark on the anatomy of the two ape species. For gorillas the reproductive rewards of owning a harem of females are so great that males which take great risks to get them have generally proved more fecund ancestors than males of a more cautious disposition. And one risk that is worth running is growing to a very large size – even though it takes a lot of food to run a big body. Consequently, an adult male gorilla weighs about twice as much as a female.
Among chimpanzees, males are not under such pressure to be big. For a start, being too big makes it harder to climb trees, and it means you have to spend more time eating. Better to be only a little larger than a female and to use cunning as well as strength to rise to the top of the hierarchy. Besides, there is no point in trying to suppress all sexual rivals, because you will sometimes need them as allies to defend the home range. However, because most females are mating with lots of males within the troop, the male chimps that most often became ancestors were in the past the ones that ejaculated often and voluminously. The competition between male chimps continues inside the female vagina in the form of sperm competition. Consequently, male chimpanzees have gigantic testicles and prodigious sexual stamina. As a proportion of body weight, chimpanzee testicles are 16 times greater than gorilla testicles. And a male chimp has sex approximately one hundred times as often as a male gorilla.
There is a further consequence. Infanticide is common in gorillas as it is in many primates. A bachelor male infiltrates a harem, grabs a baby and kills it. This has two effects on the baby’s mother (apart from causing her great, though transient, distress): first, by halting her lactation it brings her back into oestrus; second, it persuades her that she needs a new harem master who is better at protecting her babies. And who better to choose than the raider? So she leaves her mate and marries her baby’s killer. Infanticide brings genetic rewards to males, who thereby become more fecund ancestors than males that do not kill babies; hence most modern gorillas are descended from killers. Infanticide is a natural instinct in male gorillas.
But in chimps females have ‘invented’ a counter-strategy that largely averts infanticide: they share their sexual favours widely. The result is that any ambitious male, if he were to start his reign with a killing spree, might be killing some of his own babies. Males that hold back from baby-killing therefore leave more offspring behind. To confuse paternity by seducing many males into possible fatherhood, the females have evolved exaggerated sexual swellings on their pink bottoms to advertise their fertile periods.20
The testicle size of a chimp is a meaningless statistic on its own. It only makes sense by comparison with the gorilla testicles. That is the essence of the science of comparative anatomy. And having looked at two species of African ape in such a way, why not include a third? Anthropologists are fond of claiming an almost limitless diversity of behaviours in human cultures, but there is no human culture so extreme that it even begins to compare with the social system of either the chimpanzee or the gorilla. Not even the most polygamous human society is exclusively organised into harems that are passed from one male to another. Human harems are built up one by one, so that most males, even in societies that encourage polygamy, only have one wife. Likewise, despite various attempts to invent free-love communes, nobody has succeeded in achieving, let alone sustaining, a society in which every man has repeated brief affairs with every woman. The truth is, the human species has just as characteristic a mating system as any other: characterised by long pair bonds, usually monogamous, but occasionally polygamous, embedded in a large chimp-like troop or tribe. Likewise, however variable testicle size is among men, there is no man living whose testicles (as a proportion of body weight) are as small as a gorilla’s or as big as a chimpanzee’s. As a proportion of body weight, our testicles are nearly five times as large as gorillas’ and one-third the size of chimpanzees’. This is compatible with a monogamous species showing a degree of female infidelity. The difference between species is the shadow of the similarity within the species.
An intriguing explanation of the human pair bond once again focuses on food. The primatologist Richard Wrangham puts it down to cooking. With the taming of fire and its adoption for cooking – which is a form of predigestion of food – there came a reduced need for chewing. Suggestive evidence for the controlled use of fire now goes back to 1.6 million years ago, but circumstantial evidence hints that it may have happened even earlier. At around 1.9 million years ago the teeth of human ancestors shrank at the same time as the body size of females grew. This indicates a better diet more easily digested, which in turn sounds like cooking. But cooking requires you to gather food and bring it to the hearth, which would have provided ample opportunities for bullies to steal the fruits of others’ labour. Or, since males were at that time much bigger and stronger than females, for males to steal food from females. Accordingly, any female strategy that prevented such theft would have been selected, and the obvious one was for a single female to form a relationship with a single male to help her guard the food they both gathered. These increasingly monogamous males would then not be competing with each other so fiercely for every mating opportunity, which would result in their becoming smaller relative to females – and the sex difference in size began to shrink 1.9 million years ago.21 Later, the pair bond developed into something even deeper when ancestral human beings invented a sexual division of labour. Among all hunter-gatherers, men are usually more interested in and better at hunting; women are more interested in and better at gathering. The result is an ecological niche that combines the best of both worlds – the protein of meat and the reliability of plant food.22
But, of course, there are not three species of African ape; there are four. The bonobos that live to the south of the Congo river may look rather like chimpanzees, but they have been evolving apart for two million years, ever since the river split their ancestral range in two. Like chimps they eat fruit; like chimps they live in large home ranges shared by multi-male troops. It follows that their sex lives, and their testicle size, should be like those of chimpanzees. But, as if to teach us scientific humility, they are astonishingly different. In bonobos, females are usually able to dominate and intimidate males. They do this by forming coalitions and coming to each other’s aid. A male bonobo in trouble can count on his mother’s support more than he can count on that of his male friends. An adult female bonobo, supported by her best friends, can usually outrank any male.23
But why? The secret of the bonobo sisterhood lies in sex. The bond between two female best friends is cemented by frequent and intense bouts of ‘hoka-hoka’, which scientists unromantically translate into genito-genital rubbing. Under the benign rule of cooperative and loving sisterhoods, the society of the bonobo reads more like a feminist fantasy than something real. That it should come to be understood only in the 1980s, when male-biased science was under challenge, is an uncanny coincidence. (The mind boggles at how the Victorians would have described hoka-hoka.)
As predicted by feminist doctrine, male bonobos have reacted to the new female-dominated regime by evolving kinder, gentler natures. There is much less fighting and shouting, and so far murderous raids on members of other troops are unknown. Since female bonobos are even more sexually active than chimps and have sex nearly ten times as often (and a thousand times as often as gorillas), the ambitious male bonobo’s best strategy for attaining fatherhood is to save his energy for the bedchamber, not the boxing ring. I would like to be able to tell you that bonobo testicles are even bigger than chimpanzee testicles, but – although they are certainly very large – nobody has yet managed to weigh them.24 In her book Sexual Selections, Marlene Zuk describes how the timely discovery of bonobo sex lives has made them into the latest animal celebrities, supplanting the dolphins which had rather blotted their eco-friendly image by indulging in something that looks very like kidnapping and gang rape. Inevitably, sex therapists have begun trumpeting the ‘bonobo way’ of sex. Dr Susan Block (of the Dr Susan Block Institute for the Erotic Arts and Sciences in Beverly Hills) proclaims that these ‘horniest apes on earth’ are models for us all if we are to live in peace. ‘Liberate your inner bonobo,’ she urges. ‘You can’t very well fight a war while you’re having an orgasm.’ She pledges a share of the profits from her ‘ethical hedonism’ television and Internet shows to bonobo conservation.25
These are just our closest cousins. The apes of Asia – orang-utans and gibbons – have entirely different sex lives again. So do the many and various species of monkey, presenting a bewildering variety of social and sexual stratagems, each one suited to its habitat and food. Forty years of field primatology have confirmed that we are a unique species, completely unlike any other. There is no exact parallel to the human scheme. But in the animal kingdom, there is nothing exceptional in being unique. Every species is unique.
Pulsuz fraqment bitdi.